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- SUPREME COURT OF THE UNITED STATES
- --------
- No. 94-23
- --------
- CITY OF EDMONDS, PETITIONER v. OXFORD
- HOUSE, INC., et al.
- on writ of certiorari to the united states court
- of appeals for the ninth circuit
- [May 15, 1995]
-
- Justice Thomas, with whom Justice Scalia and
- Justice Kennedy join, dissenting.
- Congress has exempted from the requirements of the
- Fair Housing Act (FHA) -any reasonable local, State, or
- Federal restrictions regarding the maximum number of
- occupants permitted to occupy a dwelling.- 42 U. S. C.
- 3607(b)(1) (emphasis added). In today's decision, the
- Court concludes that the challenged provisions of peti-
- tioner's zoning code do not qualify for this exemption,
- even though they establish a specific number-five-as
- the maximum number of unrelated persons permitted to
- occupy a dwelling in the single-family neighborhoods of
- Edmonds, Washington. Because the Court's conclusion
- fails to give effect to the plain language of the statute,
- I respectfully dissent.
-
- I
- Petitioner's zoning code reserves certain neighborhoods
- primarily for -[s]ingle-family dwelling units.- Edmonds
- Community Development Code (ECDC) 16.20.010(A)(1)
- (1991), App. 225. To live together in such a dwelling, a
- group must constitute a -family,- which may be either
- a traditional kind of family, comprising -two or more
- persons related by genetics, adoption, or marriage,- or a
- nontraditional one, comprising -a group of five or fewer
- persons who are not [so] related.- 21.30.010, App. 250.
- As respondent United States conceded at oral argument,
- the effect of these provisions is to establish a rule that
- -no house in [a single-family] area of the city shall have
- more than five occupants unless it is a [traditional kind
- of] family.- Tr. of Oral Arg. 46. In other words, peti-
- tioner's zoning code establishes for certain dwellings -a
- five-occupant limit, [with] an exception for [traditional]
- families.- Ibid.
- To my mind, the rule that -no house . . . shall have
- more than five occupants- (a -five-occupant limit-) read-
- ily qualifies as a -restrictio[n] regarding the maximum
- number of occupants permitted to occupy a dwelling.-
- In plain fashion, it -restrict[s]--to five--the maximum
- number of occupants permitted to occupy a dwelling.-
- To be sure, as the majority observes, the restriction im-
- posed by petitioner's zoning code is not an absolute one,
- because it does not apply to related persons. See ante,
- at 10. But 3607(b)(1) does not set forth a narrow ex-
- emption only for -absolute- or -unqualified- restrictions
- regarding the maximum number of occupants. Instead,
- it sweeps broadly to exempt any restrictions regarding
- such maximum number. It is difficult to imagine what
- broader terms Congress could have used to signify the
- categories or kinds of relevant governmental restrictions
- that are exempt from the FHA.
- Consider a real estate agent who is assigned responsi-
- bility for the city of Edmonds. Desiring to learn all he
- can about his new territory, the agent inquires: -Does
- the city have any restrictions regarding the maximum
- number of occupants permitted to occupy a dwelling?-
- The accurate answer must surely be in the affirmative-
- yes, the maximum number of unrelated persons permit-
- ted to occupy a dwelling in a single-family neighborhood
- is five. Or consider a different example. Assume that
- the Federal Republic of Germany imposes no restrictions
- on the speed of -cars- that drive on the Autobahn but
- does cap the speed of -trucks- (which are defined as all
- other vehicles). If a conscientious visitor to Germany
- asks whether there are -any restrictions regarding the
- maximum speed of motor vehicles permitted to drive on
- the Autobahn,- the accurate answer again is surely the
- affirmative one-yes, there is a restriction regarding the
- maximum speed of trucks on the Autobahn.
- The majority does not ask whether petitioner's zoning
- code imposes any restrictions regarding the maximum
- number of occupants permitted to occupy a dwelling.
- Instead, observing that pursuant to ECDC 21.30.010,
- -any number of people can live in a house,- so long as
- they are -related `by genetics, adoption, or marriage,'-
- the majority concludes that 21.30.010 does not qualify
- for 3607(b)(1)'s exemption because it -surely does not
- answer the question: `What is the maximum number of
- occupants permitted to occupy a house?'- Ante, at 10.
- The majority's question, however, does not accord with
- the text of the statute. To take advantage of the ex-
- emption, a local, state, or federal law need not impose
- a restriction establishing an absolute maximum number
- of occupants; under 3607(b)(1), it is necessary only that
- such law impose a restriction -regarding- the maximum
- number of occupants. Surely, a restriction can -regar[d]-
- -or -concern,- -relate to,- or -bear on--the maximum
- number of occupants without establishing an absolute
- maximum number in all cases.
- I would apply 3607(b)(1) as it is written. Because
- petitioner's zoning code imposes a qualified -restrictio[n]
- regarding the maximum number of occupants permitted
- to occupy a dwelling,- and because the statute exempts
- from the FHA -any- such restrictions, I would reverse
- the Ninth Circuit's holding that the exemption does not
- apply in this case.
-
- II
- The majority's failure to ask the right question about
- petitioner's zoning code results from a more fundamental
- error in focusing on -maximum occupancy restrictions-
- and -family composition rules.- See generally ante, at
- 4-8. These two terms-and the two categories of zoning
- rules they describe-are simply irrelevant to this case.
-
- A
- As an initial matter, I do not agree with the majority's
- interpretive premise that -this case [is] an instance in
- which an exception to `a general statement of policy' is
- sensibly read `narrowly in order to preserve the primary
- operation of the [policy].'- Ante, at 5 (quoting Commis-
- sioner v. Clark, 489 U. S. 726, 739 (1989)). Why this
- case? Surely, it is not because the FHA has a -policy-;
- every statute has that. Nor could the reason be that a
- narrow reading of 3607(b)(1) is necessary to preserve
- the primary operation of the FHA's stated policy -to pro-
- vide . . . for fair housing throughout the United States.-
- 42 U. S. C. 3601. Congress, the body responsible for
- deciding how specifically to achieve the objective of fair
- housing, obviously believed that 3607(b)(1)'s exemption
- for -any . . . restrictions regarding the maximum num-
- ber of occupants permitted to occupy a dwelling- is con-
- sistent with the FHA's general statement of policy. We
- do Congress no service-indeed, we negate the -primary
- operation- of 3607(b)(1)-by giving that congressional
- enactment an artificially narrow reading. See Rodriguez
- v. United States, 480 U. S. 522, 526 (1987) (per curiam)
- (-[I]t frustrates rather than effectuates legislative intent
- simplistically to assume that whatever furthers the stat-
- ute's primary objective must be law-); Board of Gover-
- nors, FRS v. Dimension Financial Corp., 474 U. S. 361,
- 374 (1986) (-Invocation of the `plain purpose' of legis-
- lation at the expense of the terms of the statute itself
- . . . , in the end, prevents the effectuation of congres-
- sional intent-).
- In any event, as applied to the present case, the maj-
- ority's interpretive premise clashes with our decision in
- Gregory v. Ashcroft, 501 U. S. 452, 456-470 (1991), in
- which we held that state judges are not protected by the
- Age Discrimination in Employment Act of 1967 (ADEA),
- 81 Stat. 602, as amended, 29 U. S. C. 621-634 (1988
- ed. and Supp. V). Though the ADEA generally protects
- the employees of States and their political subdivisions,
- see 630(b)(2), it exempts from protection state and local
- elected officials and -appointee[s] on the policymaking
- level,- 630(f). In concluding that state judges fell with-
- in this exemption, we did not construe it -narrowly- in
- order to preserve the -primary operation- of the ADEA.
- Instead, we specifically said that we were -not looking
- for a plain statement that judges are excluded- from the
- Act's coverage. Gregory, supra, at 467. Moreover, we
- said this despite precedent recognizing that the ADEA
- -`broadly prohibits'- age discrimination in the workplace.
- Trans World Airlines, Inc. v. Thurston, 469 U. S. 111,
- 120 (1985) (quoting Lorillard v. Pons, 434 U. S. 575, 577
- (1978)). Cf. ante, at 5 (noting -precedent recognizing the
- FHA's `broad and inclusive' compass- (quoting Trafficante
- v. Metropolitan Life Ins. Co., 409 U. S. 205, 209 (1972))).
- Behind our refusal in Gregory to give a narrow con-
- struction to the ADEA's exemption for -appointee[s] on
- the policymaking level- was our holding that the power
- of Congress to -legislate in areas traditionally regulated
- by the States- is -an extraordinary power in a federalist
- system,- and -a power that we must assume Congress
- does not exercise lightly.- 501 U. S., at 460. Thus, we
- require that -`Congress should make its intention -clear
- and manifest- if it intends to pre-empt the historic pow-
- ers of the States.'- Id., at 461 (quoting Will v. Michi-
- gan Dept. of State Police, 491 U. S. 58, 65 (1989)). It is
- obvious that land use-the subject of petitioner's zoning
- code-is an area traditionally regulated by the States
- rather than by Congress, and that land use regulation
- is one of the historic powers of the States. As we have
- stated, -zoning laws and their provisions . . . are pecu-
- liarly within the province of state and local legislative
- authorities.- Warth v. Seldin, 422 U. S. 490, 508, n. 18
- (1975). See also Hess v. Port Authority Trans-Hudson
- Corporation, 513 U. S. ___, ___ (1994) (slip op., at 13)
- (-regulation of land use [is] a function traditionally per-
- formed by local governments-); FERC v. Mississippi, 456
- U. S. 742, 768, n. 30 (1982) (-regulation of land use is
- perhaps the quintessential state activity-); Village of
- Belle Terre v. Boraas, 416 U. S. 1, 13 (1974) (Marshall,
- J., dissenting) (-I am in full agreement with the major-
- ity that zoning . . . may indeed be the most essential
- function performed by local government-). Accordingly,
- even if it might be sensible in other contexts to construe
- exemptions narrowly, that principle has no application
- in this case.
-
- B
- I turn now to the substance of the majority's analysis,
- the focus of which is -maximum occupancy restrictions-
- and -family composition rules.- The first of these two
- terms has the sole function of serving as a label for a
- category of zoning rules simply invented by the majority:
- rules that -cap the number of occupants per dwelling,
- typically in relation to available floor space or the num-
- ber and type of rooms,- that -ordinarily apply uniformly
- to all residents of all dwelling units,- and that have the
- -purpose . . . to protect health and safety by preventing
- dwelling overcrowding.- Ante, at 6-7. The majority's
- term does bear a familial resemblance to the statutory
- term -restrictions regarding the maximum number of oc-
- cupants permitted to occupy a dwelling,- but it should
- be readily apparent that the category of zoning rules the
- majority labels -maximum occupancy restrictions- does
- not exhaust the category of restrictions exempted from
- the FHA by 3607(b)(1). The plain words of the statute
- do not refer to -available floor space or the number and
- type of rooms-; they embrace no requirement that the
- exempted restrictions -apply uniformly to all residents
- of all dwelling units-; and they give no indication that
- such restrictions must have the -purpose . . . to protect
- health and safety by preventing dwelling overcrowding.-
- Ibid.
- Of course, the majority does not contend that the lan-
- guage of 3607(b)(1) precisely describes the category of
- zoning rules it has labeled -maximum occupancy restric-
- tions.- Rather, the majority makes the far more narrow
- claim that the statutory language -surely encompasses-
- that category. Ante, at 8. I readily concede this point.
- But the obvious conclusion that 3607(b)(1) encompasses
- -maximum occupancy restrictions- tells us nothing about
- whether the statute also encompasses ECDC 21.30.010,
- the zoning rule at issue here. In other words, although
- the majority's discussion will no doubt provide guidance
- in future cases, it is completely irrelevant to the ques-
- tion presented in this case.
- The majority fares no better in its treatment of -fam-
- ily composition rules,- a term employed by the majority
- to describe yet another invented category of zoning re-
- strictions. Although today's decision seems to hinge on
- the majority's judgment that ECDC 21.30.010 is a -clas-
- sic exampl[e] of a . . . family composition rule,- ante, at
- 9, the majority says virtually nothing about this crucial
- category. Thus, it briefly alludes to the derivation of
- -family composition rules- and provides a single example
- of them. Apart from these two references, however, the
- majority's analysis consists solely of announcing its con-
- clusion that -the formulation [of 3607(b)(1)] does not fit
- family composition rules.- Ante, at 8. This is not rea-
- soning; it is ipse dixit. Indeed, it is not until after this
- conclusion has been announced that the majority (in the
- course of summing up) even defines -family composition
- rules- at all. See ibid. (referring to -rules designed to
- preserve the family character of a neighborhood, fasten-
- ing on the composition of households rather than on the
- total number of occupants living quarters can contain-).
- Although the majority does not say so explicitly, one
- might infer from its belated definition of -family compo-
- sition rules- that 3607(b)(1) does not encompass zoning
- rules that have one particular purpose (-to preserve the
- family character of a neighborhood-) or those that refer
- to the qualitative as well as the quantitative character
- of a dwelling (by -fastening on the composition of house-
- holds rather than on the total number of occupants liv-
- ing quarters can contain-). Ibid. Yet terms like -family
- character,- -composition of households,- -total [that is,
- absolute] number of occupants,- and -living quarters- are
- noticeably absent from the text of the statute. Section
- 3607(b)(1) limits neither the permissible purposes of a
- qualifying zoning restriction nor the ways in which such
- a restriction may accomplish its purposes. Rather, the
- exemption encompasses -any- zoning restriction-what-
- ever its purpose and by whatever means it accomplishes
- that purpose-so long as the restriction -regard[s]- the
- maximum number of occupants. See generally supra, at
- 2-5. As I have explained, petitioner's zoning code does
- precisely that.
- In sum, it does not matter that ECDC 21.030.010 de-
- scribes -[f]amily living, not living space per occupant,-
- ante, at 10, because it is immaterial under 3607(b)(1)
- whether 21.030.010 constitutes a -family composition
- rule- but not a -maximum occupancy restriction.- The
- sole relevant question is whether petitioner's zoning code
- imposes -any . . . restrictions regarding the maximum
- number of occupants permitted to occupy a dwelling.-
- Because I believe it does, I respectfully dissent.
-